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Investor Issues in Charlottesville

Our commercial litigators have years of experience in handling investors’ claims against stockbrokers and investment advisers, both through arbitration as required in most investment contracts and, where possible, in court. Common issues in these cases are unsuitability of the investments selected, where the broker or advisor fails to adequately take into consideration the investor’s particular situation and needs; churning of accounts, where the broker engages in excessive trading in order to artificially inflate commissions; failure to follow the investor’s orders; and failure to respond to changing market conditions.